- Original Article
- Open Access
Socioeconomic disparity in adult mortality in India: estimations using the orphanhood method
© The Author(s) 2019
- Received: 14 November 2018
- Accepted: 10 January 2019
- Published: 4 February 2019
Due to a lack of data, no study has yet documented differences in adult life expectancy in India by education, caste, and religion.
To examine disparities in socioeconomic status (SES) in the adult mortality rate (40q30) and life expectancy at age 15 (e15) in India.
Data and methods
We estimated adult mortality by SES with the orphanhood method to analyze information related to the survival of respondents’ parents. We used data from the India Human Development Survey 2011–2012. SES was measured by education, caste, religion, and income of the either deceased adults or their offspring.
A consistency analysis between orphanhood estimates and official statistics confirmed the robustness of the estimates. Mortality is higher among adults who are illiterate, belong to deprived castes or tribes, have children with a low level of education, and have a low level of household income. The adult mortality rate varies marginally by religion in India. Life expectancy at 15 (e15) is about 3.50 and 5.7 years shorter for illiterate men and women, respectively, compared with literate men and women. The parameter e15 also varies significantly by educational attainment of offspring. On average, parents of children educated to higher secondary level (and above) gain an extra 3.8–4.6 years of adult life compared to parents of illiterate children. Disparity in e15 by caste and religion is smaller than disparity by education or income.
The adult mortality burden falls disproportionately on illiterate adults and adults with less educated offspring. Thus, educational disparity in adult mortality appears to be prominent in Indian context. In the absence of adult mortality statistics by SES in India, we recommend that large-scale surveys should continue collecting data to allow indirect techniques to be applied to estimate mortality and life expectancy in the country.
- Adult mortality
- life expectancy
- indirect estimation
- Orphanhood method
- Socioeconomic status
With the advent of Demographic and Health Surveys (DHS) in developing countries, numerous studies have assessed socioeconomic gradients in population health, including indicators related to child mortality, nutrition, immunization coverage, morbidities, and access to maternal and child health-care services (Caldwell and McDonald 1982 Wang 2003; Schell et al. 2007; Vikram et al. 2012). These studies repeatedly demonstrate that poor socioeconomic status (SES) is significantly associated with poor health outcomes and low access to health-care facilities, though the extent of disparity by SES varies greatly from one country to another (Houweling and Kunst 2009; Mackenbach et al. 2017). Unlike mortality studies of children under five in developing countries, studies on SES gradients in adult mortality are exceptionally limited due to the lack of a fully functional civil registration system.
Nevertheless, the need for empirical evidence on adult mortality in developing countries has been continuously on the rise. First, most developing countries are experiencing an unprecedented decline in mortality among children under age 5, with most premature deaths shifting to the adult age group. Secondly, the determinants and causes of adult mortality differ substantially from those of under-five mortality, as do SES disparities in adult mortality with regard to its extent and main causes. Careful and separate investigations are thus needed into the magnitude and nature of SES differentials in adult mortality. Thirdly, unlike self-reported health or morbidity, which suffer from reporting bias by socioeconomic characteristics (Dowd and Todd 2011), mortality is still the most objective measure for documenting social disparity in adult health. Finally, trends in adult mortality may not always display the kind of downward slope as it has been experienced by some countries of Sub-Saharan Africa, eastern Europe, and certain subpopulations of the USA (Bradshaw and Timaeus 2006; Guillot et al. 2013; Case and Deaton 2015). Therefore, adult mortality requires particular attention and needs continuous monitoring.
A review of the literature on adult mortality issues in developing countries reveals that researchers have conducted adult mortality studies in at least three different ways: (1) by applying indirect demographic methods such as the sibling survival method (Bicego 1997; Gakidou and King 2006), the orphanhood method (Blacker 1977; Timaeus 1991; Timæus and Jasseh 2004), the widowhood method (Malaker 1986; Saikia et al. 2013), or other census-based methods (Bhat 1998; Bradshaw and Timaeus 2006; (2) by analyzing official statistics on adult mortality wherever available (Saikia et al. 2011; Joubert et al. 2013; Ram et al. 2015); and (3) by using longitudinal data from Demographic Surveillance Systems (DSS) or large cross-sectional sample surveys (Barik et al. 2018; Luo and Xie 2014; Nikoi and Odimegwu 2013).
The first set of studies focused on the trends in adult mortality by age and sex, mostly in Sub-Saharan countries of Africa. We found one study (De Walque and Filmer 2013) that examined the trends and SES gradients in adult mortality in 46 developing countries, but it excluded China and India. The second group of studies is commonly seen on emerging countries like India, China, Brazil, and South Africa and use civil or sample registration system data. However, most of these studies addressed geographical variations in adult mortality rather than differentials by SES, because of the paucity of socioeconomic data. For instance, all studies based on Sample Registration System (SRS) data in India analyzed mortality inequality by type of residence and state, and district (Bhat 1987; Krishnaji and James 2002; Saikia et al. 2011; Ram et al. 2015). Finally, there are some studies on socioeconomic disparity in adult mortality in developing countries in large sample surveys. Using DSS data in African countries, a few studies documented a strong association between SES and adult mortality. Yet, these studies are not nationally representative studies because they are based on small population numbers with low case numbers (Nikoi and Odimegwu 2013; Ashenafi et al. 2017). Using nationally representative sample survey data, a few studies in China and India have documented the association between SES and adult or old-age mortality (Saikia and Ram 2010; Luo and Xie 2014; Barik et al. 2018). However, in these studies, the analysis was limited to show the statistical relationship between socioeconomic conditions and the adult mortality rate. For instance, Saikia and Ram (2010) demonstrated that the risk of death for adults belonging to households with at least one literate person was about 34% lower than in households without any literate person. Barik et al. (2018) found a strong negative relationship between economic status (measured by income, consumption, and ownership of consumer durables) and adult mortality. Yet, neither of these studies estimated mortality by socioeconomic characteristics, nor disparities in adult life expectancy across socioeconomic groups.
In the present study, we aim to extend this literature by estimating differences in adult mortality by SES in India in terms of life expectancy. India is the world’s second most populous country with an extreme demographic and socioeconomic heterogeneity across its subpopulations. To our knowledge, this is the first study to investigate adult mortality rate and adult life expectancy in India by distinct social characteristics. Moreover, our study is the first to use the orphanhood method to estimate adult mortality and life expectancy in India. The next section describes the data and methods we used for the analyses. The results are presented in Section 3, followed by a discussion in which we summarize our main results and conclusions.
The “orphanhood method” is based on the information whether the mothers and fathers of the survey respondents are still alive at the time of the interview. The proportion of respondents with mother and father alive is then transferred into a period survival probability from age 25 to age 25 plus a rounded number of years (n) based on the age group of the respondents (l25 + n/l25). A detailed description of the method can be found in Moultrie et al. (2013).
The orphanhood method is based on the assumption that the mortality of parents is not correlated with the mortality of their children. If they were correlated, then the level of adult mortality would be underestimated, as information on the survival of dead children’s parents at the time of the survey would not be reported. Previous studies, however, have found that the selection bias arising from this assumption is small (Palloni et al. 1984) unless the general population is affected by HIV epidemics. As the prevalence rate of HIV–AIDS is negligible in the general population of India, we expect this selection bias to have only a minimal effect.
The orphanhood method estimates the trend in mortality from data for different respondent age-groups. The older the respondent, the longer ago, on average, their parents died. The orphanhood method converts the series of measures of survivorship obtained from different age groups into a series of adult mortality estimates. As the underlying adult mortality levels and patterns are unknown in developing countries, the transformation is based on theoretical population models (Hill et al. 1983; Moultrie et al. 2013). Previous studies suggest that the Indian pattern of adult mortality has an appropriate fit to the South Asian pattern of mortality (Saikia et al. 2013). We thus performed this transformation on the basis of the South Asian pattern of the UN model life tables (United Nations 1982). The best-fitting survival function was used as an estimated life table for a specific period before the time of the survey. The reference period for this life table—i.e., the calendar year to which it is assumed to refer—is derived from the age of the respondents and the level of their parents’ mortality (Brass and Bamgboye 1981).
As respondents from each 5-year age group provide adult mortality estimates corresponding to different time periods, we performed a consistency analysis with official statistics (Sample Registration System) to choose the most suitable age group of the respondents (i.e., the orphanhood estimate that fits best to the official statistics) for our estimation of adult mortality.
We used data from the second round of the India Human Development Survey (IHDS), 2011–2012, conducted by researchers from the University of Maryland, USA, and the National Council of Applied Economic Research (NCAER), New Delhi, India. The IHDS II is a nationally representative, multi-topic survey of 42,152 households in 1503 villages and 971 urban neighborhoods across India. This data set is publicly available through the Inter-University Consortium for Political and Social Research (ICPSR). The IHDS conducted interviews in each household, on topics such as caste, consumption, income, agriculture, education, health, employment, and gender relations. Children aged 8–11 years completed short reading, writing, and arithmetic tests. In addition, village, school, and medical facility interviews are also available.
We used information available through the eligible women questionnaire. An eligible woman is defined as a woman aged 15–49 who has ever been married (an ever-married woman). The information includes the survival status of their biological parents1 and their parents’ highest educational qualification. The exact questions were (i) “Are your parents still alive?” and (ii) “How many standards/grades did your parents complete?”
To calculate mean age at childbearing for women, we used information on number of births in the last year from the census of 1981 (Additional file 1). Since census data does not give fertility information by income and education of offspring, we applied average age at childbearing for these categories. Further, using census 1981 data, we calculated the average age gap between spouses for the total population to be 6.32 years. To estimate average at childbearing for fathers, we used this gap in all population subgroups.
Measures for SES
SES can be broadly conceptualized as a person’s position in the social structure. Therefore, the SES of an individual can be measured by different social and economic factors that influence what positions individuals or groups hold within the structure of a society (Krieger et al. 1997; Lynch and Kaplan 2000). A vast body of literature in western countries has documented that SES can be measured through occupation, education, and income (Galobardes et al. 2006; Shavers 2007). Similarly, affiliation to a particular group that may suffer marginalization, such as membership of a majority or minority religion, particularly in developing countries, can also indicate an individual’s SES (Howe et al. 2012).
Yet, some measurements on SES can be unique or more likely to be used in specific countries or regions (Howe et al. 2012). The Indian social stratification system, commonly known as the “caste” system, is a specific measurement of SES in the Indian context. The “caste” or “Jati” is hereditary and cannot be changed across an individual’s life course. There are a large number of Jatis, which have been grouped into four broad categories (varnas): Brahmins (priests), Kshatriyas (warriors), Vaishyas (traders and merchants), and Shudras (menial jobs). Those outside the caste system are referred to as “Dalit,” previously called “untouchables,” and have the lowest social standing. For all governmental or administrative purposes, the castes are categorized into four groups, namely, Scheduled Castes (SCs), Scheduled Tribes (STs), Other Backward Classes (OBCs), and General Castes (non-disadvantaged castes). The SCs (Dalit) and STs (also known as Adivasi) are officially recognized as socially disadvantaged groups. The constitution of India gives these castes a special advantage in terms of improving their upward socioeconomic mobility. OBC is another Indian population group recognized by constitution of India as “socially and educationally backward classes,” yet of higher status than SCs and STs.
Literacy status of respondents’ parents (illiterate and literate)
Caste of respondents (general castes, other backward castes, scheduled castes, and scheduled tribes)
Religion of respondents divided into majority (Hindu) and non-majority (non-Hindu) religion
Educational attainment of respondents (illiterate, primary school, secondary school, and higher secondary and above)
Per annum family income of respondents (less than 50,000 INR2; 50,000–100,000 INR; and 100,000 INR or above)
Thus, all information refers to the SES of the ever-married women who were the respondents in the survey—except for the literacy status which refers directly to their parents. It is important to note that 95% of respondents said that their husbands’ caste was identical to their own. Nonetheless, to assure that respondents’ caste was the same as their parents’ caste, we restricted our analysis of mortality by caste to the data of those respondents with non-inter-caste marriages3.
Percentage of ever-married women aged 15–49 by age with mother/father living, India Human Development Survey 2011–2012
% Mother alive
% Father alive
Total number of respondent
Age of the respondents
Percentage of ever-married women aged 15–49 with mother/father living by socioeconomic status, India Human Development Survey, 2011–2012
Literacy status of the respondent’s parent
Other backward castes
Scheduled castes and tribes
Education level of the respondent
Primary school or below
Secondary school or below
Higher secondary and above
Income of offspring’s family
Less than 50,000 INR
50,000 to 100,000 INR
100,000 INR or above
Similarly, parental survivorship among respondents that were not of the Hindu religion is slightly lower than among Hindu respondents. There is a clear positive gradient in parental survivorship when the education of the respondents rises from illiterate to higher secondary and above. The percentage of respondents belonging to the illiterate category with alive mother is about 1.24 times higher than that of respondents with at least higher-secondary education. By contrast, there is no substantial difference in maternal or paternal orphanhood by income level of the respondents’ family.
Consistency analysis of orphanhood estimates with SRS estimates
Comparison of (e15) by gender from orphanhood method and SRS, India
Theoretically, orphanhood-based estimates of life expectancy should be higher than the estimates for the total population for several reasons (Luy 2012). Most importantly, orphanhood estimates refer exclusively to parous women and men (with surviving children) whose lower mortality compared to their nulliparous counterparts has been frequently described (e.g., Green et al. 1988; Doblhammer 2000; Hurt et al. 2006).
Moreover, childbearing occurs in India usually among married women and men. Previous literature documents that the mortality of married individuals is lower than that of non-married people because of health selection before marriage, healthier lifestyles during married life, and faster emergency help by the spouse when needed (Kaplan and Kronick 2006; Robards et al. 2012). Therefore, a higher estimate of e15 indicated an expected estimate in the Indian context.
Secondly, a downward trend in the estimates based on respondents aged under 30 suggested data from these ages is not representative to overall adult mortality, as it clearly contradicts the SRS trend. For both reasons, we infer SES disparity in female adult life expectancy obtained from the respondents aged 30–34. For the same reasons, we choose estimates for males based on respondents aged 25–34.
Adult mortality differential by socioeconomic status
Male and female 40q30 (per 1000 adults) and (e15) by socioeconomic status, 1998–1999, India
Educational level of parents
Difference in e15
Difference in e15
Caste of the parents
Other backward classes
Education level of the respondent
Primary school or below
Secondary school or below
Higher secondary and Above®
Income level of respondent family
Less than 50,000 INR
100000 or Above®
Table 4 also shows adult mortality pattern by gender. Males experience higher mortality rate than female during their adulthood across all socio-economic subgroups. On average, females live one and half years longer than males (female 59.6, male 58.1) in the study period. The corresponding gap between female and male in SRS is about 3.1 years (females 56.3, males 53.2) (see Table 3).
Socioeconomic disparities in health and mortality have been of great concern to researchers and policymakers across the globe in recent decades. A person’s SES affects health through three important pathways, namely, health care, environmental exposure, and health behaviors (Adler and Newman 2002). At the same time, persistent stress associated with a lower SES also increases morbidity and mortality (Lazzarino et al. 2013). Though higher SES universally leads to lower adult mortality, studies for industrialized populations have shown that the magnitude of socioeconomic disparity varies immensely from one population to another (Caselli et al. 2017) or from one socioeconomic indicator to another within the same population (Luy et al. 2015). Although data are scarce, the same relationships and effects can be expected for developing countries. However, there may be differences with respect to the extent of these disparities, and also regarding which aspects of SES are the most relevant determinants of mortality differentials. In this paper, we have aimed to fill some of these knowledge gaps with regard to the population of India.
While there is a large literature on socioeconomic disparity in under-five mortality in India and other developing countries, lack of data on adult mortality led previous studies to focus on geographical differences in adult mortality. To the best of our knowledge, the present study provides the first empirical evidence of SES-specific disparities in adult life expectancy in India by applying an indirect estimation technique to a recent nationally representative survey data.
The findings of our study confirm that adult mortality varies markedly by SES measured both by adults’ own SES and the SES of their offspring. The most interesting finding of this investigation is that disparities in adult mortality appear to be highest in terms of the educational attainment of respondents or their children. Results show that being literate in India leads to an extended life expectancy of 4 to 6 years at early adulthood. This extent is consistent with previous studies conducted in advanced countries of the world (Luy et al. 2011; Murtin et al. 2017). A recent assessment of inequalities in longevity across education in 23 countries of the Organisation for Economic Co-operation and Development (OECD) reveals that, on average, the gap in life expectancy at age 25 between highly educated and poorly educated people is 8 years for men and 5 years for women (Murtin et al. 2017). Similarly, there is a substantial difference in adult mortality and corresponding life expectancy by educational attainment of children. This is because parents’ investment in the education of their offspring may yield significant returns for the parents themselves in later life (Friedman and Mare 2014; De Neve and Harling 2017). It may be also due to correlation between education of respondent and parent. Yet, it is found that the educational attainment of offspring has an independent effect on their parents’ mortality, even after controlling for parents’ own socioeconomic resources (Friedman and Mare 2014). It is worth to mention that education attainment of children has higher number of categories compared to other characteristics of the respondents or deceased.
The second largest disparity in adult mortality (40q30) appears by the income level of the married daughter’s family. Usually, Indian families adhere to a patriarchal ideology, follow the patrilineal rule of descent, and are patrilocal in nature. With the exception of a few tribes in Northeast India, daughters move to their husband’s house after marriage. There is therefore no reason to believe that parents’ survival status depends on the income level of a married daughter’s family. Yet, the economic condition of the married daughter’s family can be a proxy for a parent’s own economic condition because the majority of Indian marriages are either arranged marriages or marriages collectively decided by daughters and their parents with a focus on matching caste, income, education, food preferences, etc. (Allendorf and Pandian, 2016). Thus, the mortality differential by income level of a married daughter’s family may be the result of their own economic disparity. Both caste- and religion-based disparities in adult life expectancy are much lower than the disparity observed by level of education. This is consistent with the pattern observed in under-five mortality in India (IIPS and Macro 2007).
According to our results, adults belonging to the majority religion, namely Hindu, enjoy a marginally higher life expectancy than those belonging to a non-Hindu religion. This is in contrast to the religious differential observed in child mortality. Previous studies have shown that children belonging to the Hindu religion have higher mortality than children belonging to Islam, after controlling other socio-economic characteristics (IIPS and Macro 2007; Guillot et al. 2013). In this study, however, the non-Hindu sample includes adults from Islam, Christianity, Sikhism, and all other minority religions. It should be noted that all results presented in this study shows only gross differential in adult mortality by socio-economic characteristics. We could not estimate the life expectancy of social groups after controlling the effect of income or education.
Adult mortality estimates with the orphanhood method appear to be consistent with the official estimates provided by the Sample Registration System data. As seen in several studies in developing countries, indirect estimation techniques can provide robust mortality estimates when no reliable mortality statistics are available. Adding questions related to indirect demographic techniques in large surveys should be continued because they can provide important information about adult mortality at very low additional costs and efforts.
Naturally, the present study has some limitations. First, although the sample analyzed is nationally representative, the case numbers are still too low for a detailed analysis of each category. For instance, we have categorized education of the parents into only “illiterate” and “literate” because there were not enough adult women in middle or higher education categories. For the same reason, we cannot provide mortality estimates separately for scheduled castes and scheduled tribes. Secondly, as indirect estimation techniques provide retrospective estimates for a specific number of years before the survey was carried out. Our mortality estimates refer approximately to the period 1998–1999. Nonetheless, the estimates provided in this study are crucial, given that there were no efforts in past studies to understand adult mortality inequalities by SES. Thus, further studies could focus on whether the disparity has reduced or widened in the most recent period. There is also an additional uncertainty of e15 estimates as they are produced by extrapolating from mortality of middle-aged adults to mortality of adults of all ages. Thirdly, due to lack of information, we used constant mean age at child bearing for respondent’s characteristics (income and education). However, it was shown that the mortality estimates are not very sensitive to bias in this indicator (Moultrie et al. 2013). Finally, despite IHDS is a large sample survey representing the national population, the adult mortality rates presented here are representative only of adults with married daughters. We may therefore expect the mortality levels of the total population to be higher than those presented in this study. Nonetheless, this does not necessarily affect the estimated extent of differences in mortality by SES which was the main purpose of this study.
As IHDS data provides information on survival of the parents and parents-in-law of married women, we carried out an initial estimation of adult mortality using both sets of information. However, we did not observe any regular pattern in the estimates based on information about parents-in-law. This may be due to reporting bias on the survival of parents-in-law. We therefore restricted our analysis of adult mortality estimation to a respondent’s biological parents, rather than to her parents-in-law.
Approximately 76 INR equals to one euro.
Only about 5% of the total marriages are inter-caste marriages according to IHDS (2011–2012), and only 2.1% of marriages in India are inter-religious marriages, according to the National Family Health Survey (2005–2006) (IIPS and Macro, 2007). We can therefore assume the respondents’ caste and religion are the same as those of their parents.
The authors are grateful to the two anonymous reviewers for their constructive comments and criticisms which helped to improve the manuscript.
No funding was available for this study.
Availability of data and materials
All data are available publicly in the website https://www.icpsr.umich.edu/icpsrweb/DSDR/studies/22626
NS and ML conceptualized the paper. NS and JKB carried out the analysis. All authors interpreted and wrote the paper. All authors read and approved the final manuscript.
The authors declare that they have no competing interests.
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